4. Capital Markets Services Licence Holders / Conventional and Islamic Financial Advisers
| No | Document List |
|---|---|
| 1 | Decision letter from the Capital Markets Services License Holders / Financial Advisers OR If no decision, your first complaint filed with the Capital Markets Services License Holders / Financial Advisers |
| 2 | A copy of the relevant account statement(s) (if applicable) |
| 3 | A copy of Company Registration Certificate (SSM) |
| 4 | Company Authorisation Letter (download here) Please complete this letter and upload it to the portal. |
| 5 | A copy of authorised personnel's identification card (IC) or passport |
| 6 | Confirmation of Micro and Small Enterprise (to be completed by the company secretary) (download here) Please complete this letter and upload it to the portal. |
| 7 | Copies of any other documents that may be relevant to your dispute |